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FINRA Broker Allegations

Allegations against: Mark Steven Barill

Allegation type: Customer Dispute

Allegation status: Closed-No Action

The allegations read: The clients allege that i disregarded their stated investment objectives when investing thier irss. In addition, they stated i used pushy sales tactics when selling them thier ids life of new york variable universal life insurance policies. They requested a refund of all premiums they had paid. These premiums totalled $27,083.17. They also requested reimbursement for a return commensurate with the high rates of return achieved in most stock market investments form august 1995 to present.

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