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FINRA Broker Allegations

Allegations against: Eduardo Beale-Cosio

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: unspecified claimants allege that respondent over-concentrated the decedent's accounts in unsuitable puerto rico closed-end funds and government bonds and mispresented the investments to the decedent. Claimants further allege that respondent made an unsuitable hold recommendation

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