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FINRA Broker Allegations

Allegations against: Eduardo Beale-Cosio

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: unspecified allegations: claimant alleges that her financial advisor recommended that claimant invest her entire retirement savings in the puerto rico municipal bonds. As a result, claimant alleges that her account was over-concentrated in these unsuitable investments.

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