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FINRA Broker Allegations

Allegations against: Brandon Wesley Hanna

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Alleged elder abuse, breach of fiduciary duty, professional negligence, negligent misrepresentation, securities fraud in violation of the kansas securities act, and prohibited conduct in providing investment advice in violation of the kansas securities act relating to options recommendations from september 2020 through october 2022.

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