The allegations read: In december 2020, sean fleming recommended an investment in a private placement that later failed. Mr. Fleming and nancy fleming are investment advisor representatives with and equal owners of fleming financial services, inc. Claimants claim the investment and two indexed annuities were unsuitable and assert causes of action against fleming financial, mr. Fleming, and ms. Fleming for breach of fiduciary duty, negligence, breach of contract and implied covenant of good faith and fair dealing, and violation of arizona investment law.
