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FINRA Broker Allegations

Allegations against: Chris David Abeyta

Allegation type: Regulatory

Allegation status: Final

The allegations read: Respondents, which included abeyta, high trust financial and consulting, inc., and accelerated wealth, llc, offered and sold asi capital securities without the offering being registered. The respondents also acted as an unlicensed broker/dealer in offering and selling asi capital securities, and employed unlicensed sales agents. Abeyta also acted as an unlicensed sales representative.

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