Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Chris David Abeyta

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Awa client alleges repeated violations of reg sp (privacy) by and under abeyta. Client indicated that his iar abeyta sent his personal private information to third party without his pre-authorization. Client additionally alleges that previous to the most recent breach of his information, mr. Abeyta's employee sent his personal financial information to email addresses of his friends. According to customer, mr. Abeyta then offered to client pre-paid access to a credit monitoring company to maintain surveillance for any illegal activity.

Back