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FINRA Broker Allegations

Allegations against: Chris David Abeyta

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Customer alleges highly encouraged to invest in fixed annuity sales and complains of the fact that he was not informed of iar's insurance sales incentives, upward commission bonuses and other conflicts of interest involved in the sale of one particular insurance product family over other alternatives. Customer alleges he was not informed that awa insurance sales generated higher incentives to abeyta to sell insurance commissionable products as opposed to standard awa/ria investment management fees. As a result, alleges violation of reg. Best interest.

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