The allegations read: Client alleges failure to follow instructions, failure to disclose and unauthorized release of private client information. Client alleges highly encouraged to invest in fixed annuity sales and complains of the fact that she was not informed of abeyta's insurance sales incentives, upward commission bonuses and other conflicts of interest involved in the sale of one particular insurance product family over other alternatives. Customer alleges she was not informed that abeyta's insurance sales generated higher incentives for him to sell commission insurance products as opposed to any other investment. As a result, client alleges violation of reg. Best interest. Client additionally alleges violation of her privacy in that abeyta mailed her name to an unauthorized recipient without her authorization.
on 3/22/2024 client withdrew her complaint.
