The allegations read: Client alleges highly pressure to invest in fixed annuity sales and complains of the fact that he was not informed of iar's insurance sales incentives, upward commission bonuses and other conflicts of interest involved in the sale of one particular insurance product family over other alternatives. Client alleges he was not informed that awa insurance sales generated higher incentives for abeyta to sell insurance as opposed to standard awa/ ria investment management fees. As a result, alleges violation of reg. Best interest. Client additionally alleges violation of privacy /reg sp in that abeyta mailed his name to abeyta's new firm without authorization.
