The allegations read: Client alleges that abeyta (and his employee bekeza) failed to properly service his account resulting in loss of accrued gains. Client alleges failure to disclose insurance sales incentives, upward commission bonuses and other conflicts of interest involved in the sale of one particular insurance product family over other alternatives. Client alleges he was not informed that awa insurance sales generated higher incentives to abeyta to sell insurance as opposed to standard awa/ria investment management fees. As a result, alleges violation of reg. Best interest.
