The allegations read: Client alleges they were highly encouraged to invest in fixed annuity sales without being told of iar's insurance sales incentives, upward commission bonuses and other conflicts of interest involved in the sale of one particular insurance product family over other alternatives. Client alleges they were not informed that aw insurance sales generated higher incentives for abeyta to sell insurance as opposed to standard awa ria investment management fees. As a result, alleges violation of colorado and sec best interest rules.
