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FINRA Broker Allegations

Allegations against: Chris David Abeyta

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Customers indicate they were never informed of the sales incentives such as bonus commission payout and marketing dollars received by abeyta for sale of single annuity issuer. Customers allege that they were misled as to effect of withdrawals on potential future income. Customers allege violation of both state insurance regulations and sec reg. Best interest.

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