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FINRA Broker Allegations

Allegations against: Jonmark Richardson

Allegation type: Civil

Allegation status: Pending

The allegations read: Mr. Richardson acted as a promoter for a private equity firm, premier global investments, that later was sued by oklahoma and kansas regulators. The allegations against premier global involve misrepresentations, omissions and financial improprieties. The lawsuit pending against mr. Richardson was brought to recover the commissions earned by mr. Richardson in his rola as solicitor for the fund.

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