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FINRA Broker Allegations

Allegations against: Jonathan Hagan Hicks

Allegation type: Customer Dispute

Allegation status: Dismissed

The allegations read: Customer alleges the firm was responsible for paying their insurance premiums in 2016. The customer didn't pay their premiums for two years and the policy lapsed. Their claim was that the firm was ultimately responsible. The firm completely denied any liability for their non-payment and no wrong doing of any kind.

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