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FINRA Broker Allegations

Allegations against: John Roger Engemann

Allegation type: Civil

Allegation status: Final

The allegations read: In 1976, a lawsuit was filed by mr. & mrs. Doniger against jess morgan & co., jess morgan, taft broadcasting, pat westmoreland, michael mork and roger engemann alleging multiple causes of action. The alleged damages amounted to $300,000 and the alleged punitive damages amounted to $600,000.

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