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FINRA Broker Allegations

Allegations against: Edward John Kohler

Allegation type: Customer Dispute

Allegation status: Withdrawn

The allegations read: Alleged violation of sections 11(a) & 12(2) of the securities act of 1933, section 10(b) of the securities exchange act of '34 & rule 10(b)-5 mulgated thereunder; sections 13(a)(3), 18(f) and 34(b) of the investment co act of 1940; the idaho securities law and alleged fraud and breach of fiduciary duty by misrepresenting and failing to disclose certain information. Alleged damages: in excess of $10,000.

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