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FINRA Broker Allegations

Allegations against: Edward John Kohler

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Alleged violation of sections 11 & 15 of the securities act and of section 10(b) & 20 (a) of the securities exchange act and of rule 10b-5 promulgated thereunder by misrepresenting and failing to disclose certain information. alleged damages or claims: in excess of $10,000

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