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FINRA Broker Allegations

Allegations against: Edward John Kohler

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: The plaintiff filed a verified complaint wiht the ogala sioux tribal court dated 7/22/96. It alleges violations of securities exchange act of 1934, the investment advisor act, the securities act of 1933, fraud, misrepresentation, unsuitability and breach of fiduciary duty against the defendants in relation to its investments in pjigx. the school district seeks unspecified damages, punitive damages and costs and attorneys fees.

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