The allegations read: Applicant was named because of his position
at piper capital management, inc.; this is not against the
applicant as an individual investment executive. Claimants
invested in adj, bdj, cdj, ddj, edj, agt, aaf, xaa, oif, sla,
asp, bsp, csp, pjarx, and other non-piper mutual funds. They
allege violation of the ks securities act, the mo merchandising
act, fraud, misrepresentation, negligence, breach of contract &
violation of nyse & nasd rules, and breach of fiduciary duties.
