Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Anthony Sunwall Rockwell

Allegation type: Employment Separation After Allegations

Allegation status:

The allegations read: The allegations were that there was a false statement in the letter. I feel there were no false statements. The letter stated that i had discretion and i have a power of attorney from the client supporting that. If advised i may appeal.

Back