The allegations read: Black was a subject of the customer\\u2019s complaint against his member firm that asserted the following causes of action: fraud; misrepresentation; unsuitability; unsuitable product; breach of fiduciary duty; negligence; and breach of contract under the federal securities laws, finra regulations, louisiana securities statues (including louisiana revised statutes 51:712 and 51:714) and any applicable common law.
