Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: John Alexander Peterson

Allegation type: Regulatory

Allegation status: Final

The allegations read: The complaint, in regard to peterson, alleged that he filed, on behalf of kennedy-peterson, inc., a misleading and in accurate answer to a free-riding questionnaire, in violation of article iii, section 1, of the rules of fair practice.

Back