Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Miguel Andres Pascual

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Time frame: 2010-2013 allegations: claimant, a puerto rican credit union, alleges misrepresentations, unsuitability, and over concentration concerning its investments in puerto rico municipal bonds as a result of a strategy to solicit credit unions to purchase municipal bond offerings.

Back