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FINRA Broker Allegations

Allegations against: George Edward Schwing

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Customer contacted me to sell 3,000 shares of isbf. Customer claims the stock was trading at $27.5 per share at that time. Customer did not have a stock certificate, and i advised him that the would have to replace the certificate. I also offered to assist him in replacing the certificate, which i did. Customer returned to my office on may 5 with a newly issued certificate. The stock was trading between 21-22 per shares

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