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FINRA Broker Allegations

Allegations against: Tamara Rae Steele

Allegation type: Employment Separation After Allegations

Allegation status:

The allegations read: Through a telephone call to camas by her attorney, ms. Steele self-reported having participated in private securities transactions for multiple clients without prior notice and approval from camas. Our internal review confirmed the facts of ms. Steele's self-report.

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