The allegations read: Tamara rae steele was named in customers' complaint that asserted the following causes of action: outside business activities and selling away; unsuitable investments and negligent account management; violations of the indiana securities act; violation of registered investment advisor section of indiana securities act; sale of unregistered and non-exempt securities; breach of fiduciary duty; violations of the finra conduct rules and nyse board rules; respondeat superior; and negligence and negligent supervision.
the causes of action related to claimants' purchase of promissory notes, common stock, preferred stock, and stock warrants of behavioral recognition systems, inc. ("brs labs"). Brs labs later became giant gray.
