The allegations read: Alexis j. Crespo perez was a subject of the customer's complaint against his member firm that asserted the following causes of action: violation of duties owed to claimants; negligence and breach of fiduciary duty; breach of contract; failure to review and update; violation of industry rules and standards of professional care; unsuitability; violation of standards of commercial honor and principles of trade; use of manipulative, deceptive or other fraudulent devices; liability for employees and member misconduct; and other violations of law. The causes of action relate to the purchase of the puerto rico bond in claimants' account.
