Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Christopher Duke Bennett

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Former client alleges breach of fiduciary duty, violation of kentucky's securities act, common law fraud, breach of contract, restitution, negligence/negligent misrepresentation, ommission, and negligent supervision related to the purchase of breitburn energy.

Back