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FINRA Broker Allegations

Allegations against: Michael James Conte

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Customer allege in a statement of claim that they aprox $406000.00 from morgan stanley accoutn as a result of misrepresentation and unsuitable investment advise of the part of former morgan stanley financial advisor michael conte. We deny the customers' allegations and dare in the process of preparing an answer to the statement of claim

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