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FINRA Broker Allegations

Allegations against: Larry Richard Law

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Larry richard law was named in a customer complaint that asserted the following causes of action: breach of fiduciary duty; suitability; fraudulent/negligent material misrepresentations and omission of material information; violation of finra rules 2010, im-2310-2, and 2020; failure to supervise; and breach of contract.

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