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FINRA Broker Allegations

Allegations against: Matthew Miles Stroup

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Allegations of false statements, misrepresentation, excessive & exsessive trading. Account established in jan 2002. Client claims he is a retired developer of properties in latin america who's command of the english language is limited and at the time had no formal training in investments.in june 2002 client claims to have instructed the rr to stop trading.

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