Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: Jeffrey John Decker

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: A board member of customer made an anonymous call to a money manager and was upset to learn that the account was not under its management. in fact, the account was being managed by mr. Decker and his father to simulate that money manager's trading activity

Back