The allegations read: Mandel sold unregistered securities. Mandel acted as an agent without registration. Mandel omitted to state material facts necessary in order to make the statements made in light of the circumstances under which they were made, not misleading. Mandel engaged in dishonest or unethical practices in the securities business. Mandel made materially false or misleading statements in the filings with the bureau. Mandel is the subject of an order of a self-regulatory organization suspending him from a self-regulatory organization.
