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FINRA Broker Allegations

Allegations against: Scott Danial Swaylik

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Customers allege they suffered damages to the tune of approximately $390,000 as a result of the unsuitable and unauthorized trades on the part of morgan stanley financial advisor scott swaylik. A statement of claim was filed and we interposed an answer on behalf of the firm and the fa.

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