Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: David Richard Geake

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Alleged activity occurred prior to mr. Geake joining ausdal financial partners. However, the customer subsequently transferred her accounts to ausdal. Customer alleges securities fraud, misrepresentation, tax losses and breach of fiduciary duty based on the conduct of former madison avenue securities brokers [redacted], david geake, and [redacted]. Alleged activity occurred in or around june 2015.

Back