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FINRA Broker Allegations

Allegations against: David Richard Geake

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Client alleges unsuitable recommendations in illiquid investments in 2014 while a representative of madison securities, inc. Prior to the rep joining american trust investment services, inc.. The client also alleges that funds were deposited to the joint account and not invested, which occurred with the client was with ausdal, also prior to joining american trust investment services.

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