Potomac Analytics' Logo

FINRA Broker Allegations

Allegations against: David Richard Geake

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Negligence; breach of fiduciary duty; breach of contract; unjust enrichment; consumer fraud, violation of the il securities law. mulholland and patterson purchased gwg l bonds in 2017 and 2018 while david geake was registered with ausdal financial partners, inc.

Back