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FINRA Broker Allegations

Allegations against: Craig Lee Carson

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: Through her attorney, customer has alleged that a purchase of castle rock municipal bonds in 1988 and 1989 and the mutual fund switch from mfs lifetime to gt global strategic fund in 1993 were unsuitable. They have offered to return bonds and mutual fund in exchange for $80,500 (total damages claimed = approx $47,000).

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