FINRA Broker Allegations

Allegations against: James Robert Nunn

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Complaint received by dean witter, client alleged that ie was negligent in the handling of option transaction causing a large loss to his account. Product: natomas puts time period: 3/3/80 to 3/19/80. Alleged damages $36,737.84