The allegations read: **2/2/2001**event: stipulation and consent to penalty filed by nyse division of enforcement and pending.
without admitting or denying guilt, nunn consented to:
1. Findings that he violated exchange rule 408(a) by exercising discretionary power in the account
of a customer of his member organization employer, without first obtaining the written authorization of the customer
2.the imposition by the exchange of the penalty of a censure and a one month bar.
