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FINRA Broker Allegations

Allegations against: Richard Harris Sacks

Allegation type: Civil

Allegation status: Final

The allegations read: There were no allegations against me rather than temporary restraining order was filed against barclay financial corp. (a reg. B/d) of which i was a 25% shareholder of. The temporary restraining order was entered on 4/2/81. The united states district court upon hearing further evidence at a hearing for a preliminary injunction, which was denied, allowed the temporary restraining order to lapse.

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