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FINRA Broker Allegations

Allegations against: Francis Xavier Amsler

Allegation type: Customer Dispute

Allegation status: Denied

The allegations read: Time frame: december 30, 2016 to june 20, 2019 the client alleges his financial advisors invested his money in a super high risk strategy. The client further alleges that the risks were not disclosed to them. The alleged damages are estimated to be in excess of $5,000.00.

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