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FINRA Broker Allegations

Allegations against: Jason Kimber

Allegation type: Customer Dispute

Allegation status: Withdrawn

The allegations read: Customers allege that the firm failed to detect an alleged fraud operated by a now deceased representative away from the firm. The deceased representative, that is the subject of the complaint, was with the firm for less than two months and customers' alleged purchases of the investments at issue occurred at various times while he was affiliated with differing firms. Customers allege that the registered representative was indirectly involved in the activities that occurred away from the firm.

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