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FINRA Broker Allegations

Allegations against: Anthony Minerva

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Between 04/2013 and 10/2013 claimant incurred losses due to causes of action of unsuitability, failure to supervise, and fraud and misrepresentation due to another representatives management of the account trading equities and exchange traded options. Current representative named as a respondent due to his position as a compliance officer j.d. Nicholas & associates, inc. During the allegation period.

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