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FINRA Broker Allegations

Allegations against: Anthony Minerva

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: The respondents' actions constitute violations of common law negligence, failure to supervise, misrepresentation, breach of contract and breach of fiduciary duty. As a result of the respondents' misconduct the claimant suffered damages. the account activity referred to in the statement of claim is from february 2012 through july 2014.

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