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FINRA Broker Allegations

Allegations against: Anthony Minerva

Allegation type: Customer Dispute

Allegation status: Pending

The allegations read: Claimant brings action to recover losses due to claimants failure to adhere to their duties when opening, administering and supervising the account. Activity period that led to the allegations approximately, january 2011 through approximately december 2012. However, the client opened the account in december 2008.

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