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FINRA Broker Allegations

Allegations against: Sergio AndrÉS Moure Torres

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Moure torres was a subject of the customer's complaint against his member firm that asserted the following causes of action: breach of fiduciary duty; misrepresentation; omission of facts; unauthorized trading; unsuitability of investments; breach of article 1536 of the civil code of puerto rico; and negligent supervision.

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