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FINRA Broker Allegations

Allegations against: Josh Michael Label

Allegation type: Customer Dispute

Allegation status: Award / Judgment

The allegations read: Label was named in a customer complaint that asserted the following causes of action: breach of fiduciary duty; violation of the securities act of washington; negligence; violation of the washington consumer protection act; violations of section 10(b) of the securities exchange act of 1934 and sec rule 10b-5; fraud; and vicarious liability.

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