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FINRA Broker Allegations

Allegations against: Marc Frederick Korsch

Allegation type: Customer Dispute

Allegation status: Settled

The allegations read: The customers allege that the registered representative recommended unsuitable, complex, high-risk, speculative and illiquid investments and breached his fiduciary duty. In that there are multiple claimants that have no correlation, there are various dates with respect to the alleged activities in the statement of claim.

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